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SEBI Registration No. IN/AIF2/26-27/2288

A Disciplined Approach to Alternative Investments

Samriddhi Alternative Investment Trust is registered with the Securities and Exchange Board of India as a Category II Alternative Investment Fund.

The Trust provides a regulated platform for pursuing investment opportunities across listed and unlisted securities through schemes established in accordance with applicable law. Its investment approach is founded on rigorous evaluation, prudent structuring and active portfolio monitoring, with the objective of generating long-term capital appreciation and risk-adjusted returns.

02Our First Scheme

Samriddhi Large Value Fund I

Samriddhi Large Value Fund I is the first scheme of Samriddhi Alternative Investment Trust and has been established as a Large Value Fund for Accredited Investors.

The Scheme seeks to generate capital appreciation and risk-adjusted returns by investing in debt instruments, equity and equity-linked instruments, preference shares and debt-linked instruments through a disciplined investment selection and monitoring process.

Constitution

Fund Category
Category II Alternative Investment Fund
Scheme Classification
Large Value Fund for Accredited Investors
Investment Manager
Refine Advisory Managers LLP
Sponsor
Upvanta Advisory Sponsors LLP
03

Investment Philosophy

Our investment philosophy is founded on disciplined evaluation, prudent structuring and active portfolio oversight.

We seek to identify opportunities with compelling long-term potential while maintaining a balanced approach to risk and return.

Each investment opportunity is assessed on its individual merits, including the quality of the business, financial position, industry dynamics, governance standards, proposed investment structure, key risks and potential exit pathways. Our investment decisions are supported by detailed commercial, financial, legal and regulatory due diligence.

We believe that thoughtful investment structuring and continuous engagement are fundamental to effective portfolio management. Accordingly, investments are monitored throughout their holding period, with particular attention to business performance, governance, compliance, emerging risks and value-realisation opportunities.

Across its schemes, Samriddhi Alternative Investment Trust seeks to pursue capital appreciation and risk-adjusted returns through a consistent and process-driven investment approach, in accordance with the investment objective of each scheme, its fund documents and applicable law.

04

Our Core Principles

  1. Rigorous Evaluation

    Undertaking comprehensive commercial, financial, legal and regulatory assessment of each investment opportunity.

  2. Prudent Structuring

    Structuring investments with due consideration to their risk-return profile, commercial objectives and potential downside risks.

  3. Active Portfolio Oversight

    Monitoring portfolio investments throughout their lifecycle to assess performance, governance, compliance and material developments.

  4. Disciplined Value Realisation

    Evaluating exit opportunities in light of prevailing market conditions, investment performance and the objectives of the relevant scheme.

05Investment Strategy

A Flexible Mandate Across Listed and Unlisted Opportunities

A financial district skyline at dusk

Samriddhi Large Value Fund I seeks to generate capital appreciation and risk-adjusted returns by identifying and investing in opportunities across listed and unlisted securities.

The Scheme may invest in debt instruments, equity and equity-linked instruments, preference shares and debt-linked instruments, in accordance with its Private Placement Memorandum, Fund Documents and applicable law.

Investment Universe

Unlisted through listed

  • Private PlacementsUnlisted
  • Preferential AllotmentsUnlisted
  • Pre-IPOUnlisted
  • IPOTransition
  • Qualified Institutional PlacementsListed
  • Anchor Investor AllocationsTransition
  • SME Listed CompaniesListed
  • Mainboard Listed CompaniesListed
06Disciplined Investment Process

Disciplined Investment Process

The Investment Manager follows a structured investment process encompassing deal origination, preliminary screening, due diligence, investment evaluation, structuring, approval and execution.

  1. Deal Origination
  2. Preliminary Screening
  3. Due Diligence
  4. Investment Evaluation
  5. Structuring
  6. Approval
  7. Execution
  8. Portfolio Monitoring
  9. Value Realisation

Each opportunity is evaluated on its individual merits, having regard to factors such as the quality and financial position of the business, industry dynamics, governance standards, transaction structure, risk-return profile and potential exit pathways.

Following an investment, the Investment Manager undertakes ongoing portfolio monitoring with a focus on business performance, material developments, governance, compliance and value-realisation opportunities.

07

Leadership & Governance

Refine Advisory Managers LLP

Refine Advisory Managers LLP acts as the Investment Manager to Samriddhi Alternative Investment Trust.

The Investment Manager is responsible for sourcing and evaluating investment opportunities, undertaking due diligence, structuring and executing investments, monitoring portfolio companies and managing the realisation of investments. It also oversees investor engagement, risk management and regulatory compliance in accordance with the Fund Documents and applicable law.

Refine Advisory Managers LLP follows a disciplined and process-driven approach to investment management, supported by defined governance, monitoring and compliance frameworks.

08Leadership

Leadership team

Portrait of Pankaj Aggrawal, Designated Partner of Refine Advisory Managers LLP

Pankaj Aggrawal

Designated Partner, Refine Advisory Managers LLP

Pankaj is a business leader and entrepreneur with experience across advisory, finance, trading and corporate management.

As a Designated Partner of Refine Advisory Managers LLP, Pankaj contributes to the evaluation and structuring of investment opportunities, due diligence, execution oversight, portfolio monitoring, investor engagement and the strategic development of the investment platform. He is also involved in strengthening the Investment Manager’s governance, risk-management and regulatory-compliance frameworks.

Pankaj also serves as a Designated Partner of Upvanta Advisory Sponsors LLP, the Sponsor of Samriddhi Alternative Investment Trust. In this capacity, he contributes to sponsor-level governance, fulfilment of sponsor commitments and alignment among the Sponsor, Investment Manager and investors.

Portrait of Sandeep Kumar, Designated Partner of Refine Advisory Managers LLP

Sandeep Kumar

Designated Partner, Refine Advisory Managers LLP

Sandeep is a business professional and entrepreneur with experience across advisory, finance, trading and corporate management.

As a Designated Partner of Refine Advisory Managers LLP, Sandeep contributes to the Investment Manager’s overall strategic direction and investment-management activities. His responsibilities encompass the evaluation and structuring of investment opportunities, oversight of due diligence and execution, portfolio monitoring, investor engagement and implementation of the Investment Manager’s governance, risk-management and compliance frameworks.

Sandeep also serves as a Designated Partner of Upvanta Advisory Sponsors LLP, the Sponsor of Samriddhi Alternative Investment Trust. In this role, he contributes to sponsor-level oversight, fulfilment of sponsor commitments and the long-term development of the fund platform.

09Compliance

Compliance

Portrait of Pawan Kumar, Compliance Officer of Refine Advisory Managers LLP

Pawan Kumar

Compliance Officer

Pawan serves as the Compliance Officer of Refine Advisory Managers LLP. He is responsible for monitoring the Investment Manager’s compliance with applicable regulatory requirements, internal policies and the Fund Documents.

His role includes supporting regulatory filings and reporting, monitoring the implementation of compliance policies and procedures, coordinating with relevant stakeholders and promoting a strong culture of compliance across the investment-management platform.

Registered With
Securities and Exchange Board of India
Registration No.
IN/AIF2/26-27/2288
Fund Category
Alternative Investment Fund — Category II
Investment Manager
Refine Advisory Managers LLP
10Contact

Connect with Us

For further information about Samriddhi Alternative Investment Trust, its schemes or Refine Advisory Managers LLP, please contact us using the details below.

Refine Advisory Managers LLP

Investment Manager to Samriddhi Alternative Investment Trust

Registered Office

5th Floor, Wing-A, Statesman HouseBarakhamba RoadNew Delhi - 110001, India

Enquiry

Submission of an enquiry does not constitute an offer, invitation or solicitation to invest in any scheme of Samriddhi Alternative Investment Trust. Any offer of units will be made only through the applicable Private Placement Memorandum and other Fund Documents to investors eligible to participate under applicable law.